SEC Form 5 · accession 0001127602-17-005701
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clara R Butler
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 22, 2016 | G | 199 | $0.00 | A | 8,048 | I | By RAII |
| Class A Common StockF1,F2 | Dec 22, 2016 | G | 199 | $0.00 | A | 8,048 | I | By RAII |
| Class A Common StockF3 | holding | — | — | — | 4,083 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in trust for the benefit of Reporting Person.
- F3Held in trust for the benefit of Reporting Person. Reporting Person's father is trustee.