SEC Form 4 · accession 0001127602-16-068857

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Susan Sichel

Other

Period of report

Nov 30, 2016

Accepted (ET)

Dec 1, 2016 · 6:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock	Nov 30, 2016	S	173	$95.25	D	9,927	D
Class A Common Stock	Nov 30, 2016	S	34	$95.25	D	9,893	D
Class A Common Stock	Nov 30, 2016	S	99	$95.35	D	9,794	D
Class A Common Stock	Nov 30, 2016	S	1	$95.25	D	9,793	D
Class A Common Stock	Nov 30, 2016	S	66	$95.25	D	9,727	D
Class A Common Stock	Nov 30, 2016	S	36	$96.10	D	9,691	D
Class A Common Stock	Nov 30, 2016	S	22	$95.75	D	9,669	D
Class A Common Stock	Nov 30, 2016	S	20	$95.70	D	9,649	D
Class A Common Stock	Nov 30, 2016	S	100	$95.60	D	9,549	D
Class A Common Stock	Nov 30, 2016	S	100	$95.60	D	9,449	D
Class A Common Stock	Nov 30, 2016	S	27	$95.25	D	9,422	D
Class A Common Stock	Nov 30, 2016	S	41	$95.80	D	9,381	D
Class A Common Stock	Nov 30, 2016	S	100	$95.80	D	9,281	D
Class A Common Stock	Nov 30, 2016	S	59	$95.70	D	9,222	D
Class A Common Stock	Nov 30, 2016	S	22	$96.10	D	9,200	D
Class A Common Stock	Nov 30, 2016	S	50	$95.55	D	9,150	D
Class A Common Stock	Nov 30, 2016	S	20	$95.50	D	9,130	D
Class A Common Stock	Nov 30, 2016	S	30	$95.50	D	9,100	D

Table II — derivative securities

No Table II lines on this filing.

Remarks

"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.