SEC Form 4 · accession 0001127602-16-057008
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DiAhn Taplin
Other
Period of report
Apr 1, 2016
Accepted (ET)
Jul 5, 2016 · 12:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Mar 1, 2016 | J | 1,962 | — | A | 37,999 | I | By Spouse |
| Class A Common StockF2,F3 | Apr 1, 2016 | A | 421 | — | A | 38,420 | I | By Spouse |
| Class A Common StockF2,F3 | Jul 1, 2016 | A | 364 | — | A | 38,784 | I | By Spouse |
| Class A Common StockF3 | holding | — | — | — | 11,504 | I | By Spouse/Proportionate membership interest in shares held by Abigail LLC | |
| Class A Common Stock | holding | — | — | — | 5,755 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares distributed from Beatrice Taplin 2012 GRAT to spouse's trust as per the terms of the GRAT. Reporting person disclaims beneficial ownership of all such shares.
- F2N/A
- F3By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
- F4Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan