SEC Form 4 · accession 0001127602-16-055381
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore D Taplin
Other
Period of report
Jun 10, 2016
Accepted (ET)
Jun 13, 2016 · 12:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 26, 2015 | G | 11,224 | — | A | 11,504 | I | Proportionate membership interest in shares held by Abigail LLC |
| Class A Common StockF1 | Mar 1, 2016 | J | 1,962 | — | A | 19,862 | D | |
| Class A Common Stock | Jun 10, 2016 | S | 1,305 | $55.9822 | D | 18,557 | D | |
| Class A Common Stock | Jun 10, 2016 | S | 3,195 | $55.2897 | D | 15,362 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1N/A
- F2Shares distributed from Beatrice Taplin 2012 GRAT as per the terms of the GRAT.