SEC Form 4 · accession 0001127602-16-041523

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Feb 11, 2016

Accepted (ET)

Feb 16, 2016 · 5:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Feb 11, 2016	A	9,457	—	A	44,928	I	By Spouse/Trust
Class A Common Stock^F4	holding	—	—		—	7,650	I	By RAII/Child 1
Class A Common Stock^F5	holding	—	—		—	4,083	I	By Trust-Child 1
Class A Common Stock^F4	holding	—	—		—	7,806	I	By RAII/Child 2
Class A Common Stock^F5	holding	—	—		—	3,927	I	By Trust-Child 2
Class A Common Stock^F6	holding	—	—		—	12,402	I	By RAII
Class A Common Stock^F7	holding	—	—		—	9,628	I	by RAIV
Class A Common Stock^F8	holding	—	—		—	68,094	I	By Trust
Class A Common Stock^F9	holding	—	—		—	2,800	I	By Spouse/IRA
Class A Common Stock^F10	holding	—	—		—	7,272	I	By RAII/Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F11,F2	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F2	$0.00	holding	—	—	—	—	—	Class A Common Stock	32,199	32,199	I
Class B Common Stock^F8,F2	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

F1Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compensation Plan.
F10Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
F11RAI-Represents Reporting Peron's limited partnership interest in shares held by Rankin Associates I, L.P.
F2N/A
F3Reporting Person's spouse serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust. Reporting Person di sclaims all beneficial ownership of all such shares.
F4Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F5Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F6Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F7Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
F8Held by Trust for the benefit of Reporting Person.
F9Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.