SEC Form 4 · accession 0001127602-16-041515

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SrVP-Fin Treas & Chief Adm Off · Other

Period of report

Feb 11, 2016

Accepted (ET)

Feb 16, 2016 · 5:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Feb 11, 2016	A	9,457	—	A	44,928	I	By Trust
Class A Common Stock^F4	holding	—	—		—	7,650	I	By RAII/Child 1
Class A Common Stock^F5	holding	—	—		—	4,083	I	By Trust-Child 1
Class A Common Stock^F4	holding	—	—		—	7,806	I	By RAII/Child 2
Class A Common Stock^F5	holding	—	—		—	3,927	I	By Trust-Child 2
Class A Common Stock^F6	holding	—	—		—	12,402	I	By RAII/Spouse
Class A Common Stock	holding	—	—		—	9,628	I	to spouse by RAIV (A)
Class A Common Stock^F7	holding	—	—		—	68,094	I	By Spouse/Trust
Class A Common Stock^F8	holding	—	—		—	2,800	I	By IRA
Class A Common Stock^F9	holding	—	—		—	7,272	I	By RAII

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F10,F2	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	32,199	32,199	I
Class B Common Stock^F7,F2	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

F1Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
F10Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.-------
F2N/A
F3Reporting Person serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.
F4Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F5Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F6Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F7Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8Held in an Individual Retirement Account for the benefit of the Reporting Person.
F9Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------