SEC Form 5 · accession 0001127602-16-041280

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2015

Accepted (ET)

Feb 16, 2016 · 2:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Jan 23, 2015	J	13,000	$0.00	A	47,640	I	By Marital Trust/PNC
Class A Common Stock^F2	Jan 23, 2015	J	13,000	$0.00	D	7,850	I	Shares held in Trust: 2012 Taplin Annuity Trust #2
Class A Common Stock^F2,F3	Dec 21, 2015	G	9,245	$0.00	D	163,248	I	BBT/Wells Fargo Trust
Class A Common Stock^F2	Mar 26, 2015	G	11,224	$0.00	D	10,104	I	Proportionate membership interest in shares held by Abigail, LLC
Class A Common Stock^F2	Mar 26, 2015	G	11,224	$0.00	D	10,104	I	Proportionate membership interest in shares held by Abigail, LLC
Class A Common Stock^F2	Mar 26, 2015	G	11,224	$0.00	D	10,104	I	Proportionate membership interest in shares held by Abigail, LLC
Class A Common Stock^F2	Mar 26, 2015	G	11,224	$0.00	D	10,104	I	Proportionate membership interest in shares held by Abigail, LLC
Class A Common Stock^F4	holding	—	—		—	29,550	I	Taplin Annuity Trust#1
Class A Common Stock^F5	holding	—	—		—	5,250	I	By Trust/GC#5
Class A Common Stock^F5	holding	—	—		—	5,250	I	By Trust/GC#4
Class A Common Stock^F5	holding	—	—		—	5,250	I	By Trust/GC#1
Class A Common Stock^F5	holding	—	—		—	5,250	I	By Trust/GC#2
Class A Common Stock^F5	holding	—	—		—	5,250	I	By Trust/GC#3

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6,F2	$0.00	holding	—	—	—	—	—	Class A Common Stock	310,000	310,000	I
Class B Common Stock^F3,F2	$0.00	holding	—	—	—	—	—	Class A Common Stock	27,310	27,310	I

F1Transfer from one trust to another
F2N/A
F3Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.
F4Shares held in Trust: 2011 Taplin Annuity Trust #1.
F5Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficially ownership of all such shares.
F6Shares represent the Thomas E. Taplin Marital Trust FBO Beatrice B. Taplin under Agreement dated 1/21/1966 as amended and restated between Thomas E. Taplin and National City Bank. National City Bank and Beatrice B. Taplin, Trustees.