SEC Form 5 · accession 0001127602-16-041271
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline T Ruschell
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 6, 2015 | G | 2,000 | $0.00 | A | 53,225 | I | By Trust 1 |
| Class A Common StockF1,F2 | Jun 23, 2014 | G | 43 | $0.00 | D | 53,225 | I | By Trust 1 |
| Class A Common StockF3 | holding | — | — | — | 100 | I | By Trust2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 21,570 | 21,570 | D |
Explanation of responses
- F1N/A
- F2Shares are held in an irrevocable trust of which Reporting Person is Trustee, for the benefit of Reporting Person.
- F3Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO Caroline T Ruschell.