SEC Form 5 · accession 0001127602-16-041265
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew M Rankin
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Dec 29, 2015 | G | 145 | $0.00 | A | 9,565 | I | By RAII |
| Class A Common StockF4 | holding | — | — | — | 722 | I | By Spouse | |
| Class A Common StockF1,F5 | holding | — | — | — | 2,058 | I | By RAII/Spouse | |
| Class A Common StockF6 | holding | — | — | — | 645 | I | Trust/Child1 | |
| Class A Common StockF7 | holding | — | — | — | 1,010 | I | Trust/RAII/Child1 | |
| Class A Common StockF1 | holding | — | — | — | 500 | D | ||
| Class A Common StockF8 | holding | — | — | — | 8,488 | I | By Trust | |
| Class A Common StockF6 | holding | — | — | — | 563 | I | Trust/Child2 | |
| Class A Common StockF7 | holding | — | — | — | 862 | I | Trust/RAII/Child2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
- F2N/A
- F3Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
- F4Held by Spouse. Reporting Person disclaims beneficially ownership of all such shares.
- F5Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
- F6Held by Trust for Reporting Person's minor child. Reporting Person and Reporting Person's brother, James T. Rankin are co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
- F7Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.
- F8Held through a trust of which the Reporting Person is co-trustee with his father.