SEC Form 5 · accession 0001127602-16-041255
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Rankin
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 29, 2015 | G | 145 | $0.00 | A | 9,565 | I | By RAII/Spouse |
| Class A Common Stock | holding | — | — | — | 722 | D | ||
| Class A Common StockF3 | holding | — | — | — | 2,058 | I | By RAII | |
| Class A Common StockF4 | holding | — | — | — | 1,010 | I | By Spouse/Co-Trustee for Child1/RAII | |
| Class A Common StockF5 | holding | — | — | — | 645 | I | By Spouse/Co-Trustee for Child1/Trust | |
| Class A Common StockF6 | holding | — | — | — | 500 | I | By Spouse | |
| Class A Common StockF7 | holding | — | — | — | 8,488 | I | By Trust/Spouse | |
| Class A Common StockF4 | holding | — | — | — | 862 | I | By Spouse/Co-Trustee for Child2/RAII | |
| Class A Common StockF5 | holding | — | — | — | 563 | I | By Spouse/Co-Trustee for Child2/Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
- F3Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
- F4Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- F5Held by a trust for Reporting Person's minor child. Reporting Person's spouse and Reporting Person's spouse's brother, James T. Rankin, serve as co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
- F6By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
- F7Held through a trust of which the Reporting Person's spouse is co-trustee with his father. Reporting Person disclaims beneficial ownership of all such shares.