SEC Form 4 · accession 0001127602-16-037956
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Taplin Jr.
Other
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 26, 2015 | G | 11,224 | — | A | 11,504 | I | Proportionate membership interest in shares held by Abigail LLC |
| Class A Common StockF1 | Jan 22, 2016 | J | 13,200 | — | A | 90,160 | D | |
| Class A Common Stock | holding | — | — | — | 5,564 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | $0.00 | Jan 22, 2016 | J | 7,500 | D | — | — | Class A Common Stock | 7,500 | 5,700 | D |
| Class B Common StockF1 | $0.00 | Jan 22, 2016 | J | 200 | D | — | — | Class A Common Stock | 200 | 5,500 | D |
| Class B Common StockF1 | $0.00 | Jan 22, 2016 | J | 5,500 | D | — | — | Class A Common Stock | 5,500 | 0 | D |
Explanation of responses
- F1N/A
- F2Class A shares were exchanged for Class B shares pursuant to the terms of the Amended and Restated Shareholders' Agreement dated September 28, 2012.