SEC Form 4 · accession 0001127602-16-037944

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SrVP-Fin Treas & Chief Adm Off · Other

Period of report

Jan 22, 2016

Accepted (ET)

Jan 26, 2016 · 5:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Jan 22, 2016	J	1,380	—	D	9,628	I	to spouse by RAIV (A)
Class A Common Stock^F3	holding	—	—		—	7,650	I	By RAII/Child 1
Class A Common Stock^F4	holding	—	—		—	4,083	I	By Trust-Child 1
Class A Common Stock^F3	holding	—	—		—	7,806	I	By RAII/Child 2
Class A Common Stock^F4	holding	—	—		—	3,927	I	By Trust-Child 2
Class A Common Stock^F5	holding	—	—		—	12,402	I	By RAII/Spouse
Class A Common Stock^F6	holding	—	—		—	68,094	I	By Spouse/Trust
Class A Common Stock^F7	holding	—	—		—	2,800	I	By IRA
Class A Common Stock^F8	holding	—	—		—	7,272	I	By RAII
Class A Common Stock^F9	holding	—	—		—	35,471	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Jan 22, 2016	J	1,380	A	—	—	Class A Common Stock	1,380	32,199	I
Class B Common Stock^F10,F2	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F6,F2	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

F1Class A shares were exchanged for Class B shares pursuant to the terms of the Amended and Restated Shareholders' Agreement dated September 28, 2012.
F10Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.-------
F2N/A
F3Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F4Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F5Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F6Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F7Held in an Individual Retirement Account for the benefit of the Reporting Person.
F8Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F9Reporting Person serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.