SEC Form 4 · accession 0001127602-16-037075
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce T Rankin
Other
Period of report
Jan 14, 2016
Accepted (ET)
Jan 15, 2016 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 14, 2016 | P | 118 | $42.786 | A | 12,101 | I | BTR Main Trust - Class A |
| Class A Common StockF1,F2 | Jan 15, 2016 | P | 682 | $42.7634 | A | 12,783 | I | BTR Main Trust - Class A |
| Class A Common StockF3 | holding | — | — | — | 15,705 | I | BTR - RAIV | |
| Class A Common StockF4 | holding | — | — | — | 27,929 | I | BTR - MAIN TRUST RAII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF6,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 61,768 | 61,768 | I |
| Class B Common StockF3,F5 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 43,969 | 43,969 | I |
Explanation of responses
- F1Purchases made as part of multiple share lots. Price represents average price.
- F2Held by Trust for the benefit of Reporting Person.
- F3RA4-Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Assicates IV, L.P.
- F4Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's brother serves as the Trustee of the Trust.
- F5N/A
- F6Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin.