SEC Form 4 · accession 0001127602-16-035436

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · Other

Period of report

Dec 30, 2015

Accepted (ET)

Jan 4, 2016 · 4:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	A	12,402	I	By Assoc II/Spouse
Class A Common Stock^F3,F4	Dec 30, 2015	P	156	$43.7879	A	64,016	I	By Spouse/Trust
Class A Common Stock^F3,F4	Dec 31, 2015	P	236	$43.593	A	64,252	I	By Spouse/Trust
Class A Common Stock^F1	Jan 4, 2016	A	420	—	A	6,938	D
Class A Common Stock	holding	—	—		—	11,008	I	to Spouse by RAIV (A)
Class A Common Stock^F6	holding	—	—		—	6,537	I	By Assoc II
Class A Common Stock^F7	holding	—	—		—	9,179	I	By Assoc II/Daughter2
Class A Common Stock^F8	holding	—	—		—	2,553	I	Trust/Child 2
Class A Common Stock^F7	holding	—	—		—	7,804	I	By Assoc II/Daughter
Class A Common Stock^F8	holding	—	—		—	3,927	I	By Trust/Child1

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F9,F1	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	30,818	30,818	I
Class B Common Stock^F4,F1	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

F1N/A
F2Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F3Purchases made as part of multiple share lots. Price represents average price.
F4Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
F6Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
F7Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F8Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F9Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.