SEC Form 4 · accession 0001127602-16-035426

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 30, 2015

Accepted (ET)

Jan 4, 2016 · 4:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	29,234	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	29,089	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	28,944	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	28,799	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	28,654	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	28,509	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	28,364	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	28,219	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	28,074	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	D	27,929	I	BTR - MAIN TRUST RAII
Class A Common Stock^F3,F4	Dec 30, 2015	P	310	$43.7879	A	6,158	I	BTR Main Trust - Class A
Class A Common Stock^F3,F4	Dec 31, 2015	P	473	$43.593	A	6,631	I	BTR Main Trust - Class A
Class A Common Stock^F5	holding	—	—		—	15,705	I	BTR - RAIV

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6,F1	—	holding	—	—	—	—	—	Class A Common Stock	61,768	61,768	I
Class B Common Stock^F5,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	43,969	43,969	I

F1N/A
F2Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's brother serves as the Trustee of the Trust.
F3Purchases made as part of multiple share lots. Price represents average price.
F4Held by Trust for the benefit of Reporting Person.
F5RA4-Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Assicates IV, L.P.
F6Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin.