SEC Form 4 · accession 0001127602-16-035414

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SrVP-Fin Treas & Chief Adm Off · Other

Period of report

Dec 30, 2015

Accepted (ET)

Jan 4, 2016 · 4:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 29, 2015	G	145	—	A	12,402	I	By RAII/Spouse
Class A Common Stock^F3,F4	Dec 30, 2015	P	156	$43.7879	A	64,016	I	By Spouse/Trust
Class A Common Stock^F3,F4	Dec 31, 2015	P	236	$43.593	A	64,252	I	By Spouse/Trust
Class A Common Stock^F5	holding	—	—		—	7,650	I	By RAII/Child 1
Class A Common Stock^F6	holding	—	—		—	4,083	I	By Trust-Child 1
Class A Common Stock^F5	holding	—	—		—	7,806	I	By RAII/Child 2
Class A Common Stock^F6	holding	—	—		—	3,927	I	By Trust-Child 2
Class A Common Stock	holding	—	—		—	11,008	I	to spouse by RAIV (A)
Class A Common Stock^F7	holding	—	—		—	2,800	I	By IRA
Class A Common Stock^F8	holding	—	—		—	7,272	I	By RAII
Class A Common Stock^F9	holding	—	—		—	35,471	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F10,F1	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	30,818	30,818	I
Class B Common Stock^F4,F1	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

F1N/A
F10Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.-------
F2Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F3Purchases made as part of multiple share lots. Price represents average price.
F4Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F6Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F7Held in an Individual Retirement Account for the benefit of the Reporting Person.
F8Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F9Reporting Person serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.