SEC Form 4 · accession 0001127602-15-034706

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David B Williams

Director · Other

Period of report

Dec 17, 2015

Accepted (ET)

Dec 21, 2015 · 4:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Nov 4, 2015	J	50	—	A	882	I	Trust/Child 2
Class A Common Stock^F2,F3	Nov 4, 2015	J	25	—	A	907	I	Trust/Child 2
Class A Common Stock^F2,F3	Nov 4, 2015	J	100	—	A	1,007	I	Trust/Child 2
Class A Common Stock^F2,F3	Nov 4, 2015	J	1	—	A	1,008	I	Trust/Child 2
Class A Common Stock^F2,F3	Nov 4, 2015	J	472	—	A	1,480	I	Trust/Child 2
Class A Common Stock^F2,F3	Nov 4, 2015	J	100	—	A	1,580	I	Trust/Child 2
Class A Common Stock^F2,F3	Nov 4, 2015	J	683	—	A	2,263	I	Trust/Child 2
Class A Common Stock^F2,F3	Nov 4, 2015	J	682	—	A	2,889	I	By Trust/Child1
Class A Common Stock^F2,F3	Nov 4, 2015	J	50	—	A	2,939	I	By Trust/Child1
Class A Common Stock^F2,F3	Nov 4, 2015	J	25	—	A	2,964	I	By Trust/Child1
Class A Common Stock^F2,F3	Nov 4, 2015	J	100	—	A	3,064	I	By Trust/Child1
Class A Common Stock^F2,F3	Nov 4, 2015	J	473	—	A	3,537	I	By Trust/Child1
Class A Common Stock^F2,F3	Nov 4, 2015	J	100	—	A	3,637	I	By Trust/Child1
Class A Common Stock^F2	Dec 14, 2015	G	290	—	A	6,518	D
Class A Common Stock^F2,F3	Dec 14, 2015	G	290	—	A	2,553	I	Trust/Child 2
Class A Common Stock^F2,F4	Dec 14, 2015	G	290	—	A	61,126	I	By Spouse/Trust
Class A Common Stock^F2,F3	Dec 14, 2015	G	290	—	A	3,927	I	By Trust/Child1
Class A Common Stock^F5,F4	Dec 17, 2015	P	393	$41.9858	A	61,519	I	By Spouse/Trust
Class A Common Stock^F5,F4	Dec 18, 2015	P	393	$41.6671	A	61,912	I	By Spouse/Trust
Class A Common Stock	holding	—	—		—	11,008	I	to Spouse by RAIV (A)
Class A Common Stock^F6	holding	—	—		—	12,257	I	By Assoc II/Spouse
Class A Common Stock^F7	holding	—	—		—	6,537	I	By Assoc II
Class A Common Stock^F8	holding	—	—		—	9,179	I	By Assoc II/Daughter2
Class A Common Stock^F8	holding	—	—		—	7,804	I	By Assoc II/Daughter

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F9,F2	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	30,818	30,818	I
Class B Common Stock^F4,F2	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

Explanation of responses

F1Transfer of shares pursuant to terms of the GST.
F2N/A
F3Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F4Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5Purchases made as part of multiple share lots. Price represents average price.
F6Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F7Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
F8Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F9Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.