SEC Form 4 · accession 0000789933-26-000132
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred M Et Al Rankin
Director · Other
Period of report
Jul 1, 2026
Accepted (ET)
Jul 2, 2026 · 1:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Jul 1, 2026 | A | 760 | — | A | 217,720 | I | AMR Main Trust(A) |
| Class A Common StockF4 | holding | — | — | — | 14,160 | I | AMR - IRA | |
| Class A Common StockF5 | holding | — | — | — | 1,975 | I | AMR - RMI (Delaware) | |
| Class A Common StockF6 | holding | — | — | — | 5,320 | I | AMR - Trust2 (SR) | |
| Class A Common StockF7 | holding | — | — | — | 4,800 | I | AMR - Trust3 (Grandchildren) | |
| Class A Common StockF8 | holding | — | — | — | 2,044 | I | AMR Associates NC, L.P. | |
| Class A Common Stock | holding | — | — | — | 10,110 | I | BTR - Class A Trust | |
| Class A Common StockF9 | holding | — | — | — | 7,811 | I | Trust/RFR | |
| Class A Common StockF10 | holding | — | — | — | 34,936 | I | VGR - Trust | |
| Class A Common StockF11 | holding | — | — | — | 0 | I | By GRAT2011 | |
| Class A Common StockF12 | holding | — | — | — | 0 | I | AMR - RAII | |
| Class A Common StockF13 | holding | — | — | — | 0 | I | AMR - RAIV | |
| Class A Common StockF14 | holding | — | — | — | 0 | I | AMR - Trust4 (Charities) | |
| Class A Common StockF15 | holding | — | — | — | 0 | I | AMR 2009A GRAT/RAII | |
| Class A Common StockF16 | holding | — | — | — | 0 | I | AMR JR 2012 GRAT(A) | |
| Class A Common Stock | holding | — | — | — | 0 | I | AMR RAIV GP | |
| Class A Common StockF17 | holding | — | — | — | 0 | I | AMR/Trust (Unitrust) | |
| Class A Common StockF18 | holding | — | — | — | 0 | I | BTR - RAII | |
| Class A Common StockF19 | holding | — | — | — | 0 | I | BTR - RAIV | |
| Class A Common StockF20 | holding | — | — | — | 0 | I | BTR 2009A GRAT/RAII | |
| Class A Common Stock | holding | — | — | — | 0 | I | BTR-2010GRAT - RAII | |
| Class A Common StockF21 | holding | — | — | — | 0 | I | CTR - RAIV | |
| Class A Common StockF22 | holding | — | — | — | 0 | I | CTR - Trust | |
| Class A Common StockF23 | holding | — | — | — | 0 | I | CTR 2009A GRAT/Trust | |
| Class A Common StockF24 | holding | — | — | — | 0 | I | CTR 2009B GRAT/RAIV | |
| Class A Common StockF25 | holding | — | — | — | 0 | I | VGR - RAII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF26,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 2,000 | 2,000 | I |
| Class B Common StockF8,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 201,928 | 201,928 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 25 | 25 | I |
Explanation of responses
- F1Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
- F10Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- F11GRAT2011-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.
- F12Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
- F13Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- F14Reporting Person serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.------
- F15Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
- F16GRAT2012-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust.
- F17Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic ial ownership of all such shares.
- F18Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- F19(BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- F2N/A
- F20Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Bruce Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- F21(CTR RAIV) Prepresents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Clara Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- F22Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- F23Represents shares which are held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Reporting Person disclaims all such shares.
- F24Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a qualified annuity interest trust for the benefit of Clara Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- F25Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares.
- F26Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
- F3Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
- F4Held in an Individual Retirement Account for the benefit of the Reporting Person.
- F5Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
- F6Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.
- F7Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
- F8Represents the Reporting Person's proportionate limited partnership interest in shares held by AMR NC. The Reporting Person is the trustee of a trust for the benefit of the Reporting Person that is a limited partner of AMR NC.
- F9Reporting Person serves as co-trustee for the benefit of Reporting Person's family members. Reporting Person disclaims ownership of such shares.