SEC Form 4 · accession 0001127602-18-029681
MGM Resorts International · MGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phyllis James
Officer — CHIEF DIV & CORP RESP OFFICER
Period of report
Oct 3, 2018
Accepted (ET)
Oct 5, 2018 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par Value ND | Oct 3, 2018 | M | 992 | $0.00 | A | 9,953 | D | |
| Common Stock $.01 Par Value ND | Oct 3, 2018 | F | 243 | $27.53 | D | 9,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 3, 2018 | M | 992 | D | Oct 3, 2017 | Oct 3, 2020 | Common Stock $.01 Par Value ND | 992 | 1,983 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. Any fractional shares will be paid in cash upon settlement.