SEC Form 4 · accession 0001127602-16-067053
MGM Resorts International · MGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Baldwin
Officer — CHIEF CUSTOMER DEV OFFICER · Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par Value ND | Nov 11, 2016 | M | 750,000 | $0.00 | A | 838,352 | D | |
| Common Stock $.01 Par Value ND | Nov 11, 2016 | F | 522,308 | $27.63 | D | 316,044 | D | |
| Common Stock $.01 Par Value ND | holding | — | — | — | 135,796 | I | Robert Baldwin Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Appreciation Rights | $13.18 | Nov 11, 2016 | M | 750,000 | D | Dec 13, 2011 | Dec 13, 2017 | Common Stock $.01 Par Value ND | 750,000 | 0 | D |