SEC Form 4 · accession 0001127602-16-061712
MGM Resorts International · MGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John McManus
Officer — EVP GENERAL COUNSEL AND SECY
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par Value ND | Sep 1, 2016 | M | 10,000 | $0.00 | A | 40,071 | D | |
| Common Stock $.01 Par Value ND | Sep 1, 2016 | F | 5,690 | $24.63 | D | 34,381 | D | |
| Common Stock $.01 Par Value ND | Sep 1, 2016 | S | 4,310 | $24.6521 | D | 30,071 | D | |
| Common Stock $.01 Par Value ND | Sep 1, 2016 | M | 9,688 | $0.00 | A | 39,759 | D | |
| Common Stock $.01 Par Value ND | Sep 1, 2016 | F | 5,937 | $24.73 | D | 33,822 | D | |
| Common Stock $.01 Par Value ND | Sep 1, 2016 | S | 3,751 | $24.73 | D | 30,071 | D | |
| Common Stock $.01 Par Value ND | Aug 31, 2016 | M | 11,250 | $0.00 | A | 41,321 | D | |
| Common Stock $.01 Par Value ND | Aug 31, 2016 | F | 6,948 | $23.99 | D | 34,373 | D | |
| Common Stock $.01 Par Value ND | Aug 31, 2016 | S | 4,302 | $23.971 | D | 30,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Appreciation Rights | $8.23 | Sep 1, 2016 | M | 10,000 | D | Oct 3, 2012 | Oct 3, 2018 | Common Stock $.01 Par Value ND | 10,000 | 9,688 | D |
| Employee Stock Appreciation Rights | $8.23 | Sep 1, 2016 | M | 9,688 | D | Oct 3, 2012 | Oct 3, 2018 | Common Stock $.01 Par Value ND | 9,688 | 0 | D |
| Employee Stock Appreciation Rights | $11.36 | Aug 31, 2016 | M | 11,250 | D | Oct 4, 2011 | Oct 4, 2017 | Common Stock $.01 Par Value ND | 11,250 | 0 | D |