SEC Form 4 · accession 0001127602-16-060186
MGM Resorts International · MGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexis Herman
Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 12, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par Value ND | Aug 12, 2016 | M | 5,000 | $0.00 | A | 24,511 | D | |
| Common Stock $.01 Par Value ND | Aug 12, 2016 | F | 2,609 | $24.67 | D | 21,902 | D | |
| Common Stock $.01 Par Value ND | Aug 12, 2016 | S | 2,391 | $24.66 | D | 19,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $12.87 | Aug 12, 2016 | M | 5,000 | D | Jun 14, 2012 | Jun 14, 2018 | Common Stock $.01 Par Value ND | 5,000 | 0 | D |