SEC Form 4 · accession 0001127602-15-030228
MGM Resorts International · MGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Murren
Officer — CHAIRMAN & CEO · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 8:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par Value ND | Nov 2, 2015 | M | 600,000 | $0.00 | A | 667,715 | D | |
| Common Stock $.01 Par Value ND | Nov 2, 2015 | F | 332,698 | $23.78 | D | 335,017 | D | |
| Common Stock $.01 Par Value ND | Nov 2, 2015 | M | 500,000 | $0.00 | A | 835,017 | D | |
| Common Stock $.01 Par Value ND | Nov 2, 2015 | F | 277,248 | $23.78 | D | 557,769 | D | |
| Common Stock $.01 Par Value ND | holding | — | — | — | 175,329 | I | By spousal limited access trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Appreciation Rights | $5.53 | Nov 2, 2015 | M | 600,000 | D | Apr 6, 2010 | Apr 6, 2016 | Common Stock $.01 Par Value ND | 600,000 | 500,000 | D |
| Employee Stock Appreciation Rights | $5.53 | Nov 2, 2015 | M | 500,000 | D | Apr 6, 2010 | Apr 6, 2016 | Common Stock $.01 Par Value ND | 500,000 | 0 | D |