SEC Form 4 · accession 0000789132-17-000055
SPECTRANETICS CORP · SPNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shahriar Matin
Officer — Chief Operating Officer
Period of report
Mar 2, 2017
Accepted (ET)
Mar 3, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SPNC Common Stock | Mar 2, 2017 | M | 10,000 | $10.90 | A | 129,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPNC Common StockF1 | $10.90 | Mar 2, 2017 | M | 10,000 | D | — | Apr 17, 2017 | SPNC Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Grant date 4/17/2007. Options vest over four years with 25% vested on 4/17/2008 and 6.25% vests each calendar quarter thereafter. 100% fully vested on 4/17/2011.