SEC Form 4 · accession 0000789132-17-000023
SPECTRANETICS CORP · SPNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna Ford-Serbu
Officer — Sr. VP Sales and Mktg, LM
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789132
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPNC Restricted Stock UnitF1,F2 | — | Jan 13, 2017 | A | 7,648 | A | — | — | Common Stock | 7,648 | 7,648 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Spectranetics common stock.
- F2Grant Date: 1/13/2017. RSUs vest 25% on each of the first four anniversaries of the grant date. RSUs are 100% vested on 1/13/2021.