SEC Form 4 · accession 0000789132-16-000197
SPECTRANETICS CORP · SPNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Ruggio
Director
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SPNC Common Stock | Jan 26, 2016 | M | 23,266 | $10.79 | A | 81,237 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPNC Stock Option Right To BuyF1 | $10.79 | Jan 26, 2016 | M | 23,266 | D | — | Feb 3, 2016 | Common Stock | 23,266 | 0 | D |
Explanation of responses
- F145,000 options were granted on 02/03/2006. The options vested 33% on each of the first three anniversaries of the grant date.