SEC Form 4 · accession 0000789132-16-000194
SPECTRANETICS CORP · SPNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shahriar Matin
Officer — Chief Operating Officer
Period of report
Jan 8, 2016
Accepted (ET)
Jan 12, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789132
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPNC Stock OptionF1 | $15.05 | Jan 8, 2016 | A | 80,540 | A | — | Jan 8, 2026 | Common Stock | 80,540 | 80,540 | D |
| SPNC Restricted Stock UnitF2,F3 | — | Jan 8, 2016 | A | 17,719 | A | — | — | Common Stock | 17,719 | 17,719 | D |
Explanation of responses
- F1Grant date 1/8/2016. Options vest over four years with 25% vesting on 1/8/2017 and 6.25% vesting on the 8th day of the first month of each calendar quarter thereafter. Options are 100% vested on 1/8/2020.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Spectranetics common stock.
- F3Grant Date: 1/8/2016. RSUs vest 25% on each of the first four anniversaries of the grant date. RSUs are 100% vested on 1/8/2020.