SEC Form 4 · accession 0000789132-15-000141
SPECTRANETICS CORP · SPNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shahriar Matin
Officer — Chief Operating Officer
Period of report
Jul 29, 2015
Accepted (ET)
Jul 30, 2015 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SPNC Common Stock | Jul 29, 2015 | M | 13,755 | $2.74 | A | 57,439 | D | |
| SPNC Common Stock | Jul 29, 2015 | M | 6,563 | $4.93 | A | 64,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPNC Common StockF1 | $2.74 | Jul 29, 2015 | M | 13,755 | D | — | Dec 8, 2018 | SPNC Common Stock | 13,755 | 41,245 | D |
| SPNC Common StockF2 | $4.93 | Jul 29, 2015 | M | 6,563 | D | — | Apr 15, 2021 | SPNC Common Stock | 6,563 | 10,937 | D |
Explanation of responses
- F1Grant date 12/8/2008. Options are on a 4 year, 100% vesting schedule; 25% vested on 12/8/2009; 6.25% vested each calendar quarter thereafter. 100% fully vested on 12/8/2012. Options expire at the end of 10 years or on 12/8/2018.
- F2Grant Date: 4/15/2011 Options are on a 4 year 100% vesting schedule; 25% vest on 4/15/2012; 6.25% vests each calendar quarter thereafter. 100% fully vested on 4/15/2015. Options expire at the end of 10 years, or on 4/15/2021.