SEC Form 4 · accession 0000789132-15-000057
SPECTRANETICS CORP · SPNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy A Childs
Officer — CFO
Period of report
May 5, 2015
Accepted (ET)
May 6, 2015 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SPNC Common Stock | May 5, 2015 | M | 10,000 | $4.93 | A | 153,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPNC Stock OptionF1 | $4.93 | May 5, 2015 | M | 10,000 | D | — | Apr 15, 2021 | SPNC Common Stock | 10,000 | 16,800 | D |
Explanation of responses
- F1Grant Date: 4/15/2011 Options are on a 4 year 100% vesting schedule; 25% vest on 4/15/2012; 6.25% vests each calendar quarter thereafter. 100% fully vested on 4/15/2015. Options expire at the end of 10 years, or on 4/15/2021.