SEC Form 4 · accession 0001626431-18-000118

MICROSOFT CORP · MSFT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Sep 17, 2018

Accepted (ET)

Sep 19, 2018 · 6:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789019

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 17, 2018	A	33,384	$0.00	A	529,802	D
Common Stock^F2	holding	—	—		—	197,883	I	Held through "contrat d'assurance vie"
Common Stock^F2	holding	—	—		—	59,699	I	Held through "contrat d'assurance vie
Common Stock^F3	holding	—	—		—	16,400	I	Held trhough "contrat de capitalisation"
Common Stock^F3	holding	—	—		—	16,400	I	Held through "contrat de capitalisation"
Common Stock^F3	holding	—	—		—	16,400	I	Held through "contrat de capitalisation"

No Table II lines on this filing.

F1Represents Stock Award under the Executive Incentive Plan that will vest over 4 years at the rate of 25% starting on August 31, 2019, and then at the rate of 12.5% each six months thereafter, subject to continued employment.
F2Held through "contrat d'assurance vie," a form of life insurance program, where the reporting person maintains investment control over the Microsoft shares held in the program. Beneficiaries of the program include the reporting person's children. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
F3Held through "contrat de capitalisation," a form of life insurance program for the benefit of the reporting person's two children, or inheritor, where the reporting person maintains investment control over the Microsoft shares held in the program. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.