SEC Form 4 · accession 0001626431-17-000009
MICROSOFT CORP · MSFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Wendell Thompson
Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 1, 2017 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,066 | D | ||
| Common Stock | holding | — | — | — | 27,279 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F1,F2 | — | Jan 31, 2017 | A | 2,126 | A | — | — | Common Stock | 2,126 | 21,386 | D |
| Restricted Stock UnitsF5,F1,F2 | — | holding | — | — | — | — | — | Common Stock | 24,415 | 24,415 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
- F2The restricted stock units are fully vested.
- F3Delivery of the shares to the reporting person will be made in five equal annual installments beginning 30 days after the reporting person's separation from service on the Board of Director.
- F4Includes 1 share as a result of accumulated fractional shares.
- F5The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.