SEC Form 4 · accession 0001626431-16-000199
MICROSOFT CORP · MSFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Wendell Thompson
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,066 | D | ||
| Common Stock | holding | — | — | — | 27,279 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Dec 8, 2016 | A | 155 | A | — | — | Common Stock | 155 | 24,415 | D |
| Restricted Stock UnitsF2,F1,F4 | — | Dec 8, 2016 | A | 122 | A | — | — | Common Stock | 122 | 19,259 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
- F2Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.
- F3The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.
- F4The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in five equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter.