SEC Form 4 · accession 0001626431-16-000196
MICROSOFT CORP · MSFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri L. List
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Dec 8, 2016 | A | 45 | A | — | — | Common Stock | 45 | 7,147 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
- F2Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.
- F3The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.