SEC Form 4 · accession 0001626431-16-000147
MICROSOFT CORP · MSFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Philippe Courtois
Officer — Executive Vice President
Period of report
Aug 30, 2016
Accepted (ET)
Aug 30, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | F | 2,068 | $58.10 | D | 568,115 | D | |
| Common StockF1 | holding | — | — | — | 197,883 | I | Held through "contrat d'assurance vie" | |
| Common StockF1 | holding | — | — | — | 59,699 | I | Held through "contrat d'assurance vie | |
| Common StockF2 | holding | — | — | — | 16,400 | I | Held trhough "contrat de capitalisation" | |
| Common StockF2 | holding | — | — | — | 16,400 | I | Held through "contrat de capitalisation" | |
| Common StockF2 | holding | — | — | — | 16,400 | I | Held through "contrat de capitalisation" |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held through "contrat d'assurance vie," a form of life insurance program, where the reporting person maintains investment control over the Microsoft shares held in the program. Beneficiaries of the program include the reporting person's children. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- F2Held through "contrat de capitalisation," a form of life insurance program for the benefit of the reporting person's two children, or inheritor, where the reporting person maintains investment control over the Microsoft shares held in the program. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.