SEC Form 4 · accession 0001225208-15-020101
MICROSOFT CORP · MSFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Gates III
Director
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789019
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 28, 2015 | S | 196,520 | $53.9371 | D | 218,796,414 | D | |
| Common StockF4,F3 | Oct 28, 2015 | S | 1,803,480 | $53.3104 | D | 216,992,934 | D | |
| Common StockF5,F3 | Oct 29, 2015 | S | 2,000,000 | $53.4903 | D | 214,992,934 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person.
- F2This transaction was executed in multiple trades at prices ranging from $53.8800 to $53.9800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.
- F4This transaction was executed in multiple trades at prices ranging from $52.8800 to $53.8750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $53.2250 to $53.8100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.