SEC Form 4 · accession 0001425718-15-000001
HALLADOR ENERGY CO · HNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence D Martin
Officer — CFO - Sunrise Coal, LLC
Period of report
Apr 21, 2015
Accepted (ET)
Jul 7, 2015 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | M | 10,000 | $9.01 | A | 84,878 | D | |
| Common StockF2 | Apr 1, 2015 | F | 3,414 | $9.01 | D | 81,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Apr 1, 2015 | M | 10,000 | D | — | — | Common Stock | 10,000 | 40,000 | D |
Explanation of responses
- F1Represents vested shares of common stock issued pursuant to the vesting of Restricted Stock Units awarded on April 1, 2012.
- F2Represents vested shares of common stock withheld by Issuer to satisfy certain tax withholding obligations associated with the conversion of the RSUs.
- F3Each Restricted Stock Unit represents the right to receive, following vesting, one share of Hallador Energy Company common stock.
- F4The Restricted Stock Units (RSUs) were awarded to the reporting person on April 1, 2012 with 3-year cliff vesting. Such RSUs fully vested on April 1, 2015.