SEC Form 4 · accession 0001424577-18-000004
HALLADOR ENERGY CO · HNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence D Martin
Officer — CFO
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 14, 2018 | M | 37,500 | $5.39 | A | 303,331 | D | |
| Common stockF2 | Dec 14, 2018 | F | 16,718 | $5.39 | D | 286,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1 | — | Dec 14, 2018 | M | 37,500 | D | Dec 14, 2018 | Dec 14, 2018 | Common Stock | 37,500 | 112,500 | D |
Explanation of responses
- F1Represents Restricted Stock Units that vested on December 14, 2018. Each Restricted Stock Unit represents one share of Hallador Common Stock, par value $.01. Vested shares will be delivered to the reporting person pursuant to the terms of the Amended and Restated 2008 RSU Plan.
- F2Represents vested shares of common stock withheld by the Issuer to satisfy applicable payroll tax withholding.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of Hallador Energy Common Stock. Vested shares will be delivered to the reporting person pursuant to the terms of the Amended and Restated 2008 RSU Plan.