SEC Form 4 · accession 0001424577-17-000003
HALLADOR ENERGY CO · HNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor P Stabio
Director · Other
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 9:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 15, 2017 | M | 80,000 | $5.93 | A | 394,264 | D | |
| COMMON STOCKF2 | Dec 15, 2017 | F | 37,264 | $5.93 | D | 357,000 | D | |
| COMMON STOCK | holding | — | — | — | 7,000 | I | Owned by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F4,F3 | — | Dec 15, 2017 | M | 80,000 | D | Dec 15, 2017 | Dec 15, 2017 | Common Stock | 80,000 | 220,000 | D |
Explanation of responses
- F1Represents Restricted Stock Units that vested on December 15, 2017. Each restricted stock unit represents one share of Hallador Common Stock.
- F2Represents vested shares of common stock withheld by the Issuer to satisfy applicable payroll tax withholding.
- F3Restricted Stock Units awarded on 02/01/2014.
- F4Represents Restricted Stock Units awarded on June 6, 2017.