SEC Form 4 · accession 0001424577-16-000006
HALLADOR ENERGY CO · HNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent K Bilsland
Officer — PRESIDENT AND CEO · Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 16, 2016 | M | 100,000 | $8.74 | A | 709,251 | D | |
| COMMON STOCKF1,F2 | Dec 16, 2016 | F | 46,500 | $8.74 | D | 662,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Dec 16, 2016 | M | 100,000 | D | — | — | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Shares received from vesting of Restricted Stock Units. Each vested Restricted Stock Unit is equal to one share of common stock.
- F2Shares withheld to satisfy tax withholding obligations.
- F3Restricted Stock Units originally awarded 2/1/2014, which vest 25% each year annually beginning December 1, 2014.