SEC Form 4 · accession 0001406144-16-000001
HALLADOR ENERGY CO · HNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Anderson Bishop
Other
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Apr 4, 2016 | P | 1,000 | $4.62 | A | 278,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restriced Stock UnitsF1 | $0.00 | Apr 1, 2016 | A | 30,000 | A | — | — | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Restricted Stock Units vest equally over two years beginning on December 16, 2016, the first vesting date. RSU vesting will be: 15,000 RSUs on December 16, 2016 and 15,000 RSUs on December 17, 2017.
Remarks
Effective April 1, 2016 Mr. Bishop stepped down as CFO of Hallador Energy Company and is no longer an officer of Hallador Energy Company.