SEC Form 4 · accession 0001144204-16-138819
HALLADOR ENERGY CO · HNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Hardie
Director
Period of report
Nov 10, 2016
Accepted (ET)
Dec 9, 2016 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F6 | Nov 10, 2016 | S | 15,850 | $10.0393 | D | 1,742,362 | I | By Hallador Alternative Assets Fund LLC |
| Common StockF2,F6 | Nov 14, 2016 | S | 5,900 | $9.9051 | D | 1,736,462 | I | By Hallador Alternative Assets Fund LLC |
| Common StockF3,F6 | Dec 5, 2016 | S | 9,700 | $9.4213 | D | 1,726,762 | I | By Hallador Alternative Assets Fund LLC |
| Common StockF4,F6 | Dec 6, 2016 | S | 36,651 | $9.3925 | D | 1,690,111 | I | By Hallador Alternative Assets Fund LLC |
| Common StockF5,F6 | Dec 8, 2016 | S | 18,646 | $9.4082 | D | 1,671,465 | I | By Hallador Alternative Assets Fund LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.025 to $10.08, inclusive.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $9.935, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.47, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.36 to $9.435, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.45, inclusive.
- F6The reporting person undertakes to provide to Hallador Energy Company, or any security holder of Hallador Energy Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.