SEC Form 4/A · accession 0000788965-17-000012
HALLADOR ENERGY CO · HNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brent K Bilsland
Officer — President and CEO · Director
Period of report
Dec 16, 2016
Accepted (ET)
May 18, 2017 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Dec 16, 2016 | M | 100,000 | $8.74 | A | 585,665 | D | |
| Common StockF2,F3 | Dec 16, 2016 | F | 46,500 | $8.74 | D | 539,165 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | $0.00 | Dec 16, 2016 | M | 100,000 | D | — | — | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Shares received from vesting of RSUs. Each vested RSU is equal to one share of common stock.
- F2Shares withheld to satisfy tax withholding obligations.
- F3This Form 4/A corrects the total number of shares beneficially owned at December 16, 2016.
- F4RSUs originally awarded 2/1/2014, which vested 25% each year annually beginning December 16, 2014.
Remarks
This Form 4/A is being filed to correct the total number of shares beneficially owned at December 16, 2016.