SEC Form 4 · accession 0000788965-16-000057
HALLADOR ENERGY CO · HNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor P Stabio
Director
Period of report
Sep 5, 2016
Accepted (ET)
Dec 20, 2016 · 8:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Sep 5, 2016 | G | 76,000 | $0.00 | D | 218,040 | D | |
| Common stockF1 | Dec 16, 2016 | M | 80,000 | $8.74 | A | 298,040 | D | |
| Common stockF1,F2 | Dec 16, 2016 | F | 37,264 | $8.74 | D | 260,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F3 | $0.00 | Dec 16, 2016 | M | 80,000 | D | — | — | common stock | 80,000 | 80,000 | D |
Explanation of responses
- F1Shares received from the vesting of Restricted Stock Units.
- F2Shares withheld to satisfy tax withholding.
- F3Restricted Stock Units awarded on 02/01/2014 that vest 25% annually starting on December 16, 2014.
- F4Vest on December 16, 2017.