SEC Form 4 · accession 0001553350-18-000753
PRO DEX INC · PDEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lee Van Kirk Jr.
Officer — Chief Executive Officer · Director
Period of report
Jul 1, 2018
Accepted (ET)
Jul 2, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2018 | A | 11,700 | $0.00 | A | 29,867 | D | |
| Common Stock | Jul 1, 2018 | F | 3,941 | $6.65 | D | 25,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.
- F2Represents shares withheld to satisfy tax withholding obligations of the reporting person.