SEC Form 4 · accession 0001553350-18-000719
PRO DEX INC · PDEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lee Van Kirk Jr.
Officer — Chief Executive Officer · Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 21, 2018 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2017 | J | 499 | $5.21 | A | 19,229 | D | |
| Common Stock | Feb 1, 2018 | J | 438 | $5.93 | A | 19,667 | D | |
| Common Stock | Jun 20, 2018 | S | 1,500 | $6.51 | D | 18,167 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).