SEC Form 4 · accession 0001534424-16-001215
PRO DEX INC · PDEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Hovda
Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 20, 2016 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2016 | M | 3,000 | $2.14 | A | 10,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $2.14 | Dec 19, 2016 | M | 3,000 | D | Jul 22, 2013 | Feb 4, 2023 | Common Stock | 3,000 | 4,500 | D |