SEC Form 4 · accession 0001534424-16-000776
PRO DEX INC · PDEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lee Van Kirk Jr.
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Aug 1, 2015
Accepted (ET)
May 27, 2016 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - ESPP | Aug 1, 2015 | J | 490 | $1.99 | A | 16,198 | D | |
| Common Stock - ESPP | Jan 30, 2016 | J | 496 | $1.9635 | A | 16,694 | D | |
| Common Stock | May 26, 2016 | L | 1,265 | $3.9064 | A | 17,959 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These purchases were made pursuant to an Employee Stock Purchase Plan under Section 423 in exempt transactions pursuant to Rule 16b-3.