SEC Form 4 · accession 0001534424-15-000279
PRO DEX INC · PDEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2015 | L | 200 | $2.29 | A | 21,351 | D | |
| Common Stock | Sep 11, 2015 | L | 400 | $2.26 | A | 21,751 | D | |
| Common Stock | Sep 11, 2015 | L | 200 | $2.27 | A | 21,951 | D | |
| Common Stock | Sep 11, 2015 | L | 100 | $2.28 | A | 22,051 | D | |
| Common Stock | Sep 11, 2015 | L | 3,000 | $2.30 | A | 25,051 | D | |
| Common Stock | Sep 14, 2015 | P | 7,300 | $2.30 | A | 32,351 | D | |
| Common Stock | Sep 15, 2015 | P | 15,237 | $2.30 | A | 47,588 | D | |
| Common Stock | holding | — | — | — | 1,037,984 | I | By AO Partners, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported on this Form 4 were made pursuant to a 10b5-1 stock purchase plan.