SEC Form 4 · accession 0001534424-15-000226
PRO DEX INC · PDEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 28, 2015
Accepted (ET)
Aug 21, 2015 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2015 | L | 1,350 | $2.30 | A | 7,322 | D | |
| Common Stock | Aug 7, 2015 | L | 100 | $2.30 | A | 7,422 | D | |
| Common Stock | Aug 10, 2015 | L | 494 | $2.30 | A | 7,916 | D | |
| Common Stock | Aug 12, 2015 | L | 700 | $2.30 | A | 8,616 | D | |
| Common Stock | Aug 17, 2015 | L | 1,455 | $2.30 | A | 10,071 | D | |
| Common Stock | Aug 20, 2015 | L | 50 | $2.30 | A | 10,121 | D | |
| Common Stock | Aug 21, 2015 | L | 200 | $2.24 | A | 10,321 | D | |
| Common Stock | Aug 21, 2015 | P | 1,176 | $2.26 | A | 11,497 | D | |
| Common Stock | Aug 21, 2015 | P | 294 | $2.27 | A | 11,791 | D | |
| Common Stock | Aug 21, 2015 | P | 150 | $2.28 | A | 11,941 | D | |
| Common Stock | Aug 21, 2015 | P | 1,550 | $2.29 | A | 13,491 | D | |
| Common Stock | Aug 21, 2015 | P | 850 | $2.30 | A | 14,341 | D | |
| Common Stock | holding | — | — | — | 1,037,984 | I | By AO Partners, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported on this Form 4 were made pursuant to a 10b5-1 stock purchase plan.