SEC Form 4 · accession 0001209191-19-013282
BRINKS CO · BCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohan Pal
Officer — SVP, Chief Information Officer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 8:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 21, 2019 | A | 3,225 | $0.00 | A | 20,259 | D | |
| Common StockF3,F2 | Feb 21, 2019 | A | 4,252 | $0.00 | A | 24,511 | D | |
| Common StockF4,F5 | Feb 21, 2019 | A | 1,920 | $0.00 | A | 26,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F6 | $79.26 | Feb 21, 2019 | A | 6,944 | A | — | Feb 21, 2025 | Common Stock | 6,944 | 6,944 | D |
Explanation of responses
- F1Represents internal metric performance share units granted in February 2016, for which the performance and vesting periods ended December 31, 2018, and for which the settlement date was February 21, 2019.
- F2Includes Restricted Stock Units that have not yet vested and shares that will be withheld to satisfy tax withholding obligations for the reporting person on the date that the performance share units are paid to the reporting person. The shares withheld will be reported on a subsequent filing.
- F3Represents relative total shareholder return performance share units granted in February 2016, for which the performance period ended December 31, 2018, and for which the settlement date was February 21, 2019.
- F4Each Restricted Stock Unit represents a right to receive, subject to the terms and conditions of the 2017 Equity Incentive Plan and a Restricted Stock Units Award Agreement, one share of the Company's common stock subject to vesting in three annual installments, beginning in February 2020.
- F5Includes 18,440 Restricted Stock Units that have not yet vested and shares that will be withheld to satisfy tax withholding obligations for the reporting person on the date that the performance share units are paid to the reporting person. The shares withheld will be reported on a subsequent filing.
- F6The options vest on the third anniversary of the grant date, February 21, 2022.